Series 63 Practice Exam

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Passing the Series 63 exam is a prerequisite for obtaining a state license to sell securities. Each state has its own regulations and requirements,

Why is it Important?

but the Series 63 exam provides a Series 63 Practice Exam uniform standard for assessing a candidate's understanding of state laws and regulations. This uniformity helps ensure that all securities professionals meet a baseline level of competency, which ultimately helps in safeguarding investors.

Exam Structure

The Series 63 exam consists of 65 multiple-choice  Series 63 Practice Exam questions, and candidates are given 75 minutes to complete it. The questions cover various topics, including:

  • State Securities Acts and Related Rules and Regulations: This section focuses on the Uniform Securities Act and its provisions.