Why is it Important?
but the Series 63 exam provides a Series 63 Practice Exam uniform standard for assessing a candidate's understanding of state laws and regulations. This uniformity helps ensure that all securities professionals meet a baseline level of competency, which ultimately helps in safeguarding investors.
Exam Structure
The Series 63 exam consists of 65 multiple-choice Series 63 Practice Exam questions, and candidates are given 75 minutes to complete it. The questions cover various topics, including:
- State Securities Acts and Related Rules and Regulations: This section focuses on the Uniform Securities Act and its provisions.